Saint James Securities Lawyer, Minnesota

... PPM1 disclosed that the shares were not registered and were offered pursuant to the registration exemption for sales of stock to "accredited investors" as defined in Regulation D, 17 CFR §§ 230.501-.508 (2007), a regulation promulgated by the Securities and Exchange ...

... Shortly after the publication of the Wall Street Journal article, a number of actions were brought against McGuire and other UnitedHealth executives, including (1) federal shareholder derivative litigation, (2) federal securities class actions under the Private Securities Litigation ...

... OPINION. KLAPHAKE, Judge. The Minnesota Supreme Court has directed us on remand to address the district court's summary judgment order concluding that two securities offerings issued by appellants Christopher Brown and funeral.com, inc. ... Same Class of Securities. ...