... Appellee. OPINION. MAY, Judge. Michelle Schrenker and her husband Marcus were the
subjects of an action by the Indiana Securities Commissioner. ... account. DISCUSSION AND
DECISION. If the Securities Commissioner believes a person. ...
... certifications. SEC v. Rubera, 350 F.3d 1084, 1091-92 (9th Cir.2003). The promoters
violated federal securities laws by not registering the pay telephone investment program
with the Securities and Exchange Commission. Id. at 1093. ...
... Ct.App.2008). We grant his petition solely to address whether we erred by dismissing his
counterclaim arising under federal securities law. ... Massey now argues he had two fraud
counterclaims—one based on state common law and one based on federal securities law. ...