Verona Securities Lawyer, Virginia

... In this appeal, we consider whether a transaction in which 100% of the stock of a closely held corporation was transferred to a group of three purchasers is regulated by the Virginia Securities Act, Code § 13.1-501 et seq. ... A. Similarity to Federal Securities Acts. ...

... FINRA is the successor to the National Association of Securities Dealers ("NASD") and is responsible for regulating FINRA members and enforcing arbitration under the Customer Code. See Karsner v. Lothian, 532 F.3d 876, 879 (DCCir.2008). ...

... Attachment A disclosed the appraised value of husband's home. Attachments B through K listed numerous intangible assets, including husband's federal thrift savings plan, his pension, and various bank, credit union, and securities accounts. ...